Driven by SEC modernisation and continually changing regulatory requirements, Confluence is predicting a year of anxiety in 2018, but eventual positive systemic change, as firms work to achieve efficiency while meeting a broad range of back office demands. Confluence predicts
By Gary Janaway (pictured), Chief Operating Officer, KNEIP – With MiFID II around the corner, now is a good time for asset managers to re-think their approach to distribution. When MiFID II goes live on 3 January, it will be
Revista Systems has added new functionality to its recently launched Revista CCM solution, including enhanced transaction communication audit and scrutiny capabilities, and improved performance management monitoring. Revista designs specialist solutions to support the unique communications needs of the global financial
Vistra, a global trust, fund administration and corporate services provider, has launched its Economic Substance Services and Solutions, starting with the British Virgin Islands (BVI) Economic Substance Classification Questionnaire designed to help clients determine the classification of their BVI company
Ultimus Fund Solutions, one of the largest independent providers of mutual fund, pooled investment and middle office services, has launched uComply, a portfolio compliance application . An internally developed app, uComply helps fund managers monitor investment portfolios against federal regulations and
Thirty two IM Phase 5 firms have successfully joined AcadiaSoft and TriOptima’s IM Phase 5 soft launch initiative and more than 25 additional firms are scheduled to join before the end of 2020. Read the full story at Institutional Asset Manager…
Oxial has launched GDPR Express; a GDPR compliance solution aimed at mid-sized financial services firms. This new solution brings a digitised compliance approach to remove the GDPR burden and offer continuous compliance and high level data security. With the deadline
The European Energy Exchange (EEX) and EQS Group are partnering to support future participants in the CO2 market with their reporting obligations pursuant to the EU Market Abuse Regulation (MAR). As of 3 January, 2018, the provisions of the Market
KOGER, provider of the NTAS platform for fund administration and compliance, is now offering Chinese-language capability for investor statements. More than 8,000 funds with USD2 trillion in assets are administered through NTAS, used by many of the largest asset managers,
Compliance and registration solutions provider RIA in a Box has launched a new platform to address the unique regulatory requirements faced by private fund advisers including venture capital, private equity, and hedge fund managers. Read the full story at Private
