Cappitech Regulation, a RegTech firm specialising in automating regulatory transaction reporting for investment firms, has concluded the integration of its Capptivate platform with AccessFintech’s ecosystem. AccessFintech users can now incorporate Capptivate’s MiFID II and EMIR reporting, tracing regulatory reporting exceptions
Trucost’s climate analytics and environmental data is now available via the S&P Global Market Intelligence.Read the full story at Institutional Asset Manager…
Independent Trading Group (ITG), Canada’s only brokerage firm dedicated specifically to professional trading, has selected OneMarketData’s OneTick Trade Surveillance. The cloud hosted deployment will enable ITG to meet demanding regulatory requirements and create an auditable workflow to monitor and protect all
FundApps, a cloud-based provider of regulatory compliance monitoring and reporting services, has launched Room-In-A-Name, part of the its Position Limits service, to help bridge the gap between Compliance teams and Traders. At the start of the day before trading begins, Portfolio
Eagle Alpha has launched a new partnership with Lowenstein Sandler to meet the legal and compliance challenges associated with the on-boarding and use of alternative data in the hedge fund space. “Reputation is paramount to our clients. Keeping abreast of
Rather than taking a short-term reactive approach to coping with regulatory change, and the inevitable reporting/data management task that comes with it, asset managers would be best advised to step back and think more long-term. That’s the view of Lee
KYC Global Technologies is partnering with Dow Jones Risk & Compliance, strengthening the positioning of the Jersey-based company’s RiskScreen product range. The partnership enhances the ability of RiskScreen users to identify customers and companies with characteristics that indicate heightened financial
DMS Governance (DMS) has launched its US Regulatory Compliance services, designed to support US-based investment advisers in improving the quality and increasing the ease of compliance with their regulatory responsibilities. The DMS’ US Regulatory Compliance services offers expert compliance
SmartStream Technologies has launched a new derivatives component for its Systematic Internaliser (SI) Registry service, to help clients meet the 15 September MiFID II deadline.
SteelEye, a compliance technology and data analytics firm, has appointed Rob Friend as Chief Operating Officer, effective immediately.Friend’s 24 years of international financial services experience will be instrumental in scaling SteelEye’s business operations as it prepares to support increasing global
