Digital Assets Report

Compliance

Brian Crowley, Broadridge

Regulation and data management top challenges for alternative asset managers

The greatest challenges facing fund managers are the accumulating operational burden of escalating costs, stringent regulatory requirements and complex data management, according to Broadridge. Managing these operational variables, especially the complexity of assets that sophisticated funds typically hold within their

Luke Oubridge, Red Deer

GAM selects Red Deer’s MiFID II solution

GAM is to use Red Deer’s MiFID II research valuation solution to consume and value research so that it can be paid for independently from trade execution, in compliance with the MiFID II regulations that come into effect on 3

Announcement

Axon launches Application Compliance Tool

Axon financial systems, a specialist in technology-enabled market data management, has launched its new Application Compliance Tool (ACT), which gives customers a better handle on managing their market data application workflows and compliance reporting obligations. The launch of ACT marks

Brian Lynch, Reg Tek Solutions

Deutsche Börse and Illuminate Financial invest in RegTek.Solutions

Deutsche Börse and Illuminate Financial Management have co-led in a USD5 million Series A funding round in RegTek.Solutions, a multi-jurisdiction regulatory reporting solutions provider. Based in New York, RegTek.Solutions was launched earlier this year as a specialist provider of global regulatory

SteelEye launches Auto-Trade Reconstruction technology

SteelEye, a compliance technology and data analytics firm, has announced the general released of its new Auto-Trade Reconstruction technology, which reduces the time it takes for a firm to reconstruct a trade from days to seconds.

Michael Aldridge, IHS Markit

IHS Markit launches compliance service for RTS 28

IHS Markit, a provider of critical information, analytics and solutions, has launched a new service designed to help investment firms comply with MiFID II’s RTS 28, which requires them to publicly report their top five trading venues by asset class.

Peter Head, Cheyne Capital

Cheyne Capital Management selects Red Deer for MiFID II research compliance

Red Deer, a next-generation financial technology company dedicated to enhancing the performance of active investment managers, has announced that alternative investment fund manager Cheyne Capital Management has selected Red Deer’s MiFID II solution to manage its research consumption, valuation and

Events

14 November, 2024 – 5:00 pm

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