Digital Assets Report

Compliance

Matt Smith, SteelEye

SteelEye launches new cloud-based data platform

SteelEye, a compliance technology and data analytics firm, has launched a new data platform following a successful early adoption program. The SteelEye product has been designed to help financial firms meet their obligations under MiFID II for Record Keeping, Trade

Hollie Haynes, Luminate

Luminate makes StarCompliance investment

StarCompliance, a provider of enterprise compliance and regulatory software solutions for the financial services industry, has secured an investment from Luminate Capital Partners, a San Francisco-based private equity firm, to support its global growth strategy. StarCompliance’s software platform helps financial

Ittai Korin, PortfolioScience

Establishing a combined risk compliance framework

New York-based PortfolioScience and Eze Software have joined forces to offer the marketplace a unique solution for fund managers: pre-trade compliance rules based on market risk.  The RiskAPI service, developed by PortfolioScience, is a fully hosted and customisable risk solution

Ring binders

Record, retain, remove, repeat

By George Ralph, RFA – The alternative investment sector at large is well aware of the imminent GDPR and MiFID ii regulations which are coming into effect next year, and about how firms will require some fairly serious system refreshes

James Williams, Hedgeweek

Compliance risk management for private equity & hedge funds

Running an alternative fund management business has become a far more considered, strategic affair in the light of significant regulatory changes post-08. One might compare it to the ultimate game of strategy, chess. To stay in compliance with AIFMD, Dodd-Frank,

Drooms launches virtual data room

Drooms has launched its new virtual data room Drooms NXG, an intuitive platform designed to increase automation of due diligence processes, for example within the framework of mergers and acquisitions, real estate transactions and IPOs. As digitisation rises so too

Margin Reform partners with SteelEye to offer compliance solutions

SteelEye, a compliance technology and data analytics firm, has partnered with Margin Reform, a management and information technology consultancy in the margin, collateral, and legal space, to support the consultancy’s clients with compliance and regulatory reporting solutions. Margin Reform will offer

Grassi Fund Admin Avi Rosenblatt

GFAS launches compliance and regulatory services

Grassi Fund Administration Services (GFAS) has launched a compliance and regulatory services division. GFAS provides compliance and regulatory services to enable its clients to establish and maintain rigorous compliance programmes, risk assessments, mock audits and anti-money laundering and KYC services.

Events

14 November, 2024 – 5:00 pm

Directory Listings