Fintech company Red Deer and Convergex’s Westminster RPA are working together to provide an end-to-end MiFID II solution for the asset management industry. Westminster Research Associates is a broker-dealer specialising in providing full-service custodial aggregation solutions and access to
ML Capital, one of Ireland's leading management company groups, has grown to exceed EUR3 billion of AUM over the last 12 months. The growth trajectory over recent years has enabled ML Capital to evolve from being a leading UCITS platform
Silverfinch, a look-through and data distribution hub for client regulatory reporting, has launched new templates to its data model in response to the upcoming Key Information Document (KID) regulation for Packaged Retail Investment and Insurance Products (PRIIPs). Both the European
ACA Technology Solutions, a provider of investment management and regulatory technology solutions, has released ComplianceAlpha, a cloud-based platform designed to assist chief compliance officers with managing their compliance programme tasks and activities. ComplianceAlpha is designed to help compliance teams automate
The Beast Apps, a provider of data, analytics, trading and compliance solutions for the financial services industry, has launched Minotaur, a MiFID II compliance solution that integrates disparate systems for client, sales and trader workflow across any asset class. Minotaur
Operational due diligence (ODD) is an integral part of winning institutional investment allocations. Being aware of the current focus areas and what is on the horizon is key to preparing your organisation. On 14 September, Michael Merrigan from Shadmoor Advisors
As Project Sentinel completes the first round of assessments of potential technology partners, the initiative has seen an increase in consortium numbers from the original four to seven banks to eight to 10 in the current phase. The initiative to mutualise
Lemanik Asset Management, an independent Luxembourg-based asset manager with USD20 billion of assets held in 230 sub-funds, has chosen Linedata’s compliance monitoring software – Linedata Compliance. To comply with the UCITS and AIFM directives, which impose rigorous controls and strict
Risk managers are making a more conscious effort to not only understand the virtues, but also the limitations, to risk models as they adjust to life under greater regulatory scrutiny, in particular the AIFM Directive in Europe. Indeed, such is the
In today’s increasingly complex and evolving regulatory environment, fund managers expect their providers to have a sophisticated risk management framework that meets global, regional and local standards. “The reality is we are facing increasingly risk-conscious clients who are very aware that
