With the General Data Protection Regulation (GDPR) coming into force on 25 May 2018, there is an increased urgency for financial services businesses to improve the way data is managed and secured. However, new research from managed services provider Claranet
SteelEye, a compliance technology and data analytics platform, has announced Senior Manager & Certification Regime (SM&CR) capabilities within the SteelEye platform, helping firms effectively monitor and manage their compliance. As a key part of Financial Conduct Authority (FCA) strategy for
Confluence is teaming with ICE Data Services to help asset managers meet their compliance obligations with respect to SEC Modernization and other regulatory reporting requirements. With the implementation of SEC Modernization, the increased frequency and depth of reporting required by
Intelliflo has collaborated with Brookland Computer Services, a specialist technology solutions and advisory firm with 20 years’ experience working for regulated clients in the financial services and legal markets, to produce a comprehensive GDPR toolkit ahead of the new regulation
A survey conducted on preparation for the FCA’s Senior Managers and Certification Regime, (SM&CR) has revealed that most firms have significant work to do, as they prepare for its extension to all authorised firms on 9 December. From a pool of over
Competition among managers for capital in the alternative investment sector has never been greater. Similarly, as fund service providers vie for business in a crowded market place, it is important for firms to stand out from the crowd, writes Paul
Cambridge Blockchain has formed a strategic alliance with IHS Markit through which the companies will offer integrated reference data, operations, and software to support utilities for the collection and management of know-your-customer information (KYC). Financial institutions face growing compliance challenges
Catena Technologies has extended its collaboration with UnaVista, part of London Stock Exchange Group, to help firms prepare and comply with Securities Financing Transactions Regulation (SFTR) transaction reporting. Catena has extended its membership of UnaVista’s Partner Programme to include SFTR.
Speakerbus and Insightful Technology have formed a new partnership designed to drive enhanced compliance capabilities and improved productivity throughout the trading lifecycle. The combined solution facilitates seamless integration, enabling detailed analysis of all voice trading conversations, together with all other
Chainalysis, a provider of cryptocurrency compliance and investigation solutions, has launched real-time transaction monitoring for ten cryptocurrencies. The launch of additional cryptocurrencies comes in anticipation of global regulatory guidance that will require automated transaction monitoring for the cryptocurrencies that exchanges
