18 Nov 2019
SEC Chairman says Dodd-Frank Act whistleblower program is ‘invaluable component’ in tackling securities fraud
The Chairman of the US Securities and Exchange Commission (SEC), Jay Clayton, has backed the Dodd-Frank Act’s whistleblower reward law,…
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JTC appoints independent non-exec director
JTC, a provider of fund, corporate and private wealth services to institutional and private clients, has appointed Erika Schraner as an…
ADAM releases Code of Conduct for digital asset markets
The Association for Digital Asset Markets (ADAM) has published a Code of Conduct (Code) to promote integrity, fairness, and efficiency in…
Hedge fund activism can have positive longer-term effects on companies, says new research
Activist hedge fund investors can deliver positive results for companies, according to new research from Columbia Business School's…
Tassat and Blockfills partner to create bitcoin ‘trade-at-settlement’ spot product
Tassat, a provider of financial technologies and products for traditional and digital asset markets and Blockfills, a specialist in digital…
IPSX appoints Director, Capital Markets
IPSX Group (International Property Securities Exchange), which operates a regulated securities exchange dedicated to commercial property,…
NewQuest raises USD1bn for fourth flagship fund
Asian private equity firm NewQuest Partners has held the final close of its fourth dedicated secondary fund, NewQuest Asia Fund IV with…
NextPrime and Crown Financial Services partner to enable broad range of financial institutions to trade digital assets
NextPrime, a provider of operational and capital efficiency to institutional participants in digital asset markets, has partnered with…
15 Nov 2019
Estera expands AML services in the Cayman Islands
The Anti Money Laundering (AML) service portfolio of Estera Law (Cayman), formerly U Law Limited, will be consolidated into Estera Trust…
Ares Management Corporation appoints Head of Credit Trading
Ares Management Corporation has appointed Michael Schechter as Partner and Head of Credit Trading.Based in Los Angeles, Schechter will…
Prescient fund platforms convert to ICAV
Prescient Fund Services (Ireland) Limited, an independent provider of globally competitive and flexible outsourced management company,…
Janney Montgomery Scott selects iCapital Network for alternative investment platform
Janney Montgomery Scott, a full-service wealth management, capital markets, and asset management firm, is to utilise iCapital Network’s…
ExtractAlpha launches alternative data analytics solution for fundamental investors
ExtractAlpha, a provider of unique alternative data sets and predictive models for institutional investors, has launched Insight, a…
The Maples Group reaches 2000 employee milestone
The Maples Group, a global service provider offering clients a comprehensive range of legal, fiduciary, fund, regulatory and compliance,…
Caspian partners with Tagomi
Caspian, a full-stack crypto trading and portfolio management platform for institutional investors and sophisticated traders, has partnered…
