The IMS Group (IMS), the leading regulation and compliance consultancy, has bolstered its consultancy offering with four new hires.
Dominic Williams, Elisebeth Slater and Michael Strug join as compliance consultants. Saira Farooq joins as a consultant in the dedicated Regulatory Transactions Team.
Williams has worked in the financial services industry for 15 years, and in compliance roles for the last 13 years, predominantly with asset managers, including most recently five years as the standalone compliance officer at J. Rothschild Capital Management. At IMS, Williams will provide compliance advice to a range of clients including asset managers, private equity firms and hedge fund managers.
Slater joins after spending two years at the Financial Ombudsman Service as an investment adjudicator. In her new role, she will be responsible for assisting consultants with the implementation and monitoring of client infrastructure.
Strug joins from GFT, a spread betting firm, working mainly with institutional clients and previous to this Michael spent a year at the Financial Ombudsman Service. At IMS, his role includes assisting the consulting team in developing and executing compliance monitoring and supporting IMS’ clients with all aspects of FSA compliance.
Farooq will be managing FSA applications on behalf of a range of start-up firms. She previously worked at City law firm, Barlow Lyde & Gilbert, specialising in professional and commercial disputes in the banking and financial sector.
Michel van Leeuwen, group chief executive IMS, says: “The new consultants bring a wide variety of experience and skills to IMS and will be an important addition to the business. Regulatory challenges for investment firms are becoming increasingly complex and global, and IMS has adapted to accommodate for this, recruiting many skilled individuals to service the needs of our expanding client base over the past twelve months. We expect to continue our organic growth throughout 2012.”
Yen carry trade risks mount
Hedge funds and other leveraged investors face renewed risks from the yen carry trade as Japan moves further away from decades of…
More
Valour launches first crypto hedge fund using Neuronomics AI strategy
Valour, the digital asset investment products subsidiary of DeFi Technologies, has launched its first hedge fund as it expands beyond…
More
SocGen targets strong prime brokerage growth
Societe Generale is planning to significantly expand its prime brokerage business as part of Chief Executive Officer Slawomir Krupa's…
More